ALPS Asset Allocation Growth & Income
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NAV Change
Net Assets
Trailing Twelve Month Yield
Overview
Investment Objective
The ALPS Asset Allocation Growth & Income seeks to achieve long-term growth and income.
Strategy
The Fund seeks to achieve its investment objective by investing in, and adjusting allocations to, exchange-traded funds (ETFs) that, under normal market conditions, are expected to consist of ETFs advised by the Adviser, as well as unaffiliated ETFs. The Fund also seeks a target asset allocation of 60% to equities and 40% to fixed-income securities.
Fund Details
Mutual Fund
Quarterly
Morningstar Global Markets Index
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Inception Date |
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Team
Laton Spahr, CFA
President, Portfolio Manager
Portfolio Manager Since: 2025
Years of Experience: 27
Laton Spahr is Portfolio Manager of the ALPS Active Equity Opportunity ETF, ALPS Balanced Opportunity Fund and the ALPS Asset Allocation Growth & Income. He has over 25 years of experience managing equity and multi-asset strategies across style, market cap and regional categories. Laton is President of ALPS Advisors, Inc.
Laton is a Registered Representative of ALPS Distributors, Inc.
Eric Hewitt
Co-Chief Investment Officer, Portfolio Manager
Portfolio Manager Since: 2025
Years of Experience: 26
Eric Hewitt is Portfolio Manager of the ALPS Active Equity Opportunity ETF, ALPS Balanced Opportunity Fund and the ALPS Asset Allocation Growth & Income. He specializes in asset allocation and equity research. Eric is the Co-Chief Investment Officer at ALPS Advisors, Inc.
Eric is a Registered Representative of ALPS Distributors, Inc.
Performance and Fees
Returns
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As of
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As of
Performance data quoted represents past performance. Past performance is no guarantee of future results so that shares, when redeemed, may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. For current month-end performance call 1-866-759-5679 or visit www.alpsfunds.com. Performance includes reinvested distributions and capital gains.
Maximum Offering Price (MOP) performance for Class A shares includes the Fund’s maximum sales charge of 3.25%.
Contingent Deferred Sales Charge (CDSC) performance for Class C shares includes a 1% CDSC on shares redeemed within 12-months of purchase. Performance shown at Net Asset Value (NAV) does not include these sales charges and would have been lower had it been taken into account.
Effective 06/12/2018, Class A shares of the Fund were added as a new available class. Performance for Class A shares prior to 06/12/2018 reflects the historical performance of the Fund’s Investor Class shares, calculated using the fees and expenses of Class A shares.
Fund inception date: 08/02/2010
Morningstar Global Markets Index: measures the performance of the stocks located in the developed and emerging countries across the world. Stocks in the index are weighted by their float capital, which removes corporate cross ownership, government holdings and other locked-in shares.
Bloomberg US Aggregate Bond Index: a broad-based benchmark that measures the investment grade, US dollar-denominated, fixed-rate taxable bond market. The index includes Treasuries, government-related and corporate securities, fixed-rate agency MBS, ABS and CMBS (agency and non-agency).
One may not invest directly in an index.
$10,000 Hypothetical Investment
The chart above represents the total return historical performance of a hypothetical investment of $10,000 in the Fund over the life of the Fund. Performance calculations are as of the end of each month. Past performance is no guarantee of future results. This chart does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
Fees
As of
** A percentage of the lower of original purchase price or redemption proceeds.
Facts and Characteristics
Fund Pricing
As of
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Fund Yields
Trailing Twelve Month Yield: refers to the percentage of income a portfolio has returned to investors over the last 12 months.
30-Day SEC Yield: reflects the dividends and interest earned during the period, after the deduction of the Fund's expenses.
30-Day SEC Yield (Unsubsidized): reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses, excluding fee waivers.
Risk Metrics
For the 3 years ending
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Portfolio
Sector Breakdown
- Top Five Holdings
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Geography Breakdown
- Top Five Holdings
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Fund Holdings
Resources
Fund Disclosure
Effective 02/28/2025, the RiverFront Asset Allocation Growth & Income changed its name to the ALPS Asset Allocation Growth & Income. Additionally, RiverFront Investment Group, LLC ceased to serve as sub-adviser to the Fund and ALPS Advisors, Inc., the Fund’s investment adviser, assumed all responsibility for selecting the Fund’s investments.
The Fund invests in affiliated exchange-traded funds (ETFs). To seek to mitigate risks of conflicts of interest arising from investments in affiliated investment companies, the Fund has adopted an expense structure under which the Fund does not pay advisory fees to the Adviser. Each ETF in which the Fund invests will be subject to its own principal risks. Those ETF risks may in turn become principal risks of an investment in the Fund. ETFs are investment companies that are bought and sold on a securities exchange. The Fund could lose money by investing in an ETF. Overall securities market risks may affect the value of individual instruments in which the Fund or an affiliated ETF invests. When the value of the Fund’s investments goes down, your investment in the Fund decreases in value and you could lose money.
The performance of the Fund will depend largely on the decisions of the Adviser as to strategic asset allocation and tactical adjustments made to the asset allocation. At times, the Adviser’s judgments may prove to be wrong from time to time or for extended periods of time and the Fund may lose money. The performance of an affiliated ETF is related to the economic sectors that the Adviser may choose to emphasize or deemphasize from time to time, as well as to the individual securities selected by the Adviser within those sectors. The investment returns for particular economic sectors will fluctuate and may be lower than other sectors. In addition, the individual securities chosen for investment within a particular sector may underperform other securities within that same sector. The value of an affiliated ETF’s investments in fixed-income securities will generally decrease when interest rates rise, which means the Fund’s NAV will likewise decrease.
The Fund is not sponsored, endorsed, sold or promoted by Morningstar, Inc. or any of its affiliates (all such entities, collectively, “Morningstar Entities”). The Morningstar Entities make no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of investing in mutual funds generally or in the Fund in particular or the ability of the Morningstar Index Data to track general mutual fund market performance.
THE MORNINGSTAR ENTITIES DO NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE MORNINGSTAR INDEX DATA OR ANY DATA INCLUDED THEREIN AND MORNINGSTAR ENTITIES SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR INTERRUPTIONS THEREIN.
ALPS Advisors, Inc., registered investment adviser with the SEC, is the investment adviser to the Fund. ALPS Advisors, Inc., ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc. are affiliated.
ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Fund.